#ENFP #TECH-SAVVY #ENABLER #CREATIVE

Insights to Make
Things Happen.

A commercially-minded Compliance Leader and former regulator scaling risk frameworks for high-velocity FinTech and Banking.

Kenneth Wong - Compliance Guy Portrait
Working Philosophy

Compliance
Creates Value

"The true value of compliance lies in offering insights on how to make things happen. My philosophy is to think ahead and provide solutions based on a thorough understanding of regulatory demands."

Kenneth @ Compliance Guy

From Regulator to
FinTech Pioneer.

With over 15 years of experience, I've bridged the gap between the rigid world of regulation and the fast-paced innovation of digital finance. Having seen both sides of the table—as a Former Hong Kong Regulator and as a Compliance Leader for global banks and FinTechs.

Banking & Regulator Roots

Former HKMA Regulator and Head of Central Compliance at OCBC(HK), managing regional teams.

FinTech & Payments Professionals

Regional Senior Compliance Manager (EMEA) for Alipay/WorldFirst, advising on Product Compliance, Outsourcing and leading FCA liaisons.

Tech-Savvy Governance

Scaling frameworks through Python/Pandas automation and RegTech solutions.

Compliance Expertise

Investments • Payment • PSD2 • Outsourcing

Leadership

13+ Team Size

Global Coverage

UK • EU • HK • SG • CN

Key Strength

Solutions Driven • Enabler • Digitization • Commercially-Minded

Knowledge Hub

Compliance Pulse

Download my latest in-depth analysis of regulatory trends.
Practical insights, minus the legal jargon.

NEWEST EDITION
跨境金融服務 : 監管缺口與「永恆的灰色地帶」
Cross-border Financial Services :
Genuine Market Innovation, or a persistent regulatory blind spot?
Fintech APEC

Pulse 005: 老虎、富途、長橋被罰!評跨境金融服務的監管缺口與「永恆的灰色地帶」

Three major online brokers in Hong Kong have recently been penalized by Chinese regulators. Does the cross-border financial services model represent a genuine market innovation, or is it merely a persistent regulatory blind spot? How to survive on this regulatory tightrope?

Have a specific topic in mind?

Regulatory compliance can be complex, but it is always full of possibilities. Share the compliance challenges your business is currently facing, and you might see them featured in the next edition of Pulse.

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Compliantly?

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